• Overview
  • Experience
  • Team
  • Insight

Chadbourne’s Securities Litigation and Regulatory Enforcement Group has represented entities and individuals in a wide range of securities-related matters throughout the United States. The group’s clients have included public and private corporations, accounting firms, banks, brokerage firms and directors and officers of public and private companies. Chadbourne lawyers have litigated virtually every type of securities case, including numerous class action and derivative cases. In addition to representing clients in civil securities litigation matters, we have broad experience representing clients in regulatory enforcement matters. Our work has included matters of all kinds, including those involving accounting irregularities, allegedly improper financing or tax shelter schemes, financial fraud and defalcation of investor funds. We also conduct internal corporate investigations and compliance reviews on behalf of clients, including public companies and financial institutions of all types. The Securities Litigation and Regulatory Enforcement Group’s work is supported by Chadbourne’s other distinguished litigation and corporate practices. Our interdisciplinary approach insures that clients are serviced in the most efficient and effective manner. 

Filter by title

Publications

On June 23, 2014, the Supreme Court held that defendants in a Rule 10b-5 securities fraud suit can defeat Basic Inc. v. Levinson’s fraud-on-the-market presumption of reliance...
On April 14, 2014, the U.S. Court of Appeals for the D.C. Circuit issued a ruling in National Association of Manufacturers v. Securities and Exchange Commission, holding that one...

Events

The Voice of the Defense Bar Conference
Chadbourne Partner Abbe David Lowell moderated a panel discussion on "Navigating the Storm- Crisis Management for In-House and Outside Counsel," as part of The Voice of the...
Newseum
Chadbourne Partner Abbe Lowell moderated a panel discussion on whistleblowers and the press following the film premiere of "War on Whistleblowers: Free Press and The National...
Over 800 public company directors convened to address emerging issues, share new ideas and further the pursuit of exemplary board leadership. It was the opportunity to...